January 27, 2021

iNews Briefs & Community Events

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  England out of Euro 16 : England 1-2 Iceland By Phil McNulty From BBC Iceland’s equaliser was scored two minutes after England took the lead England suffered their worst humiliation since they were knocked out of the 1950 World Cup by USA in Brazil as Iceland shocked them in the last 16 of Euro 2016. […]

FINRA fines banks for mixing research, investment banking biz

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By Scott Flaherty, From The Litigation Daily A decade after a crackdown that was supposed to rein in research conflicts at Wall Street banks, the industry’s self-regulator won penalties Thursday from 10 leading banks accused of using their research analysts to drum up investment banking business. Goldman Sachs & Co., JP Morgan Securities LLC, Citigroup […]

SEC issues investor alert on unregistered private offerings

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By Yi Song From LexisNexis® Legal Newsroom The SEC’s Office of Investor Education and Advocacy has issued an alert to help investors identify potentially fraudulent unregistered offerings. The body of the alert follows. The original alert can be accessed here. Under the federal securities laws, a company may not offer or sell securities unless the […]

investors should think twice before blindly throwing their money into a target date fund

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By Mamta Badkar From Business Insider FA Insights is a daily newsletter from Business Insider that delivers the top news and commentary for financial advisors. The Great Fallacy Of Target Date Funds (CFA Institute) Investors should look at more than just their age when determining their risk tolerance. “The great fallacy of target-date funds is […]