October 22, 2019

SEC, USAO charge film producer with fraud

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By Thomas Gorman  | Dorsey & Whitney LLP From JD Supra The Commission brought a fraud action against a movie producer who is alleged to have misappropriated client funds in two complex transactions. SEC v. Bergstein, Civil Action No. 1:16-cv-08701 (S.D.N.Y. Filed Nov. 9, 2016). The U.S. Attorney’s Office for the Southern District of New York […]